Protiviti Webinar: Regulatory Hot Topics for Financial Services in 2014

Press Release

Financial services experts to discuss key regulatory issues and developments for internal audit and compliance professionals

 

WHAT:  ​A webinar to identify and discuss top 2014 regulatory issues and developments for compliance, risk, and internal audit professionals in financial services.

Protiviti regulatory experts, including managing director Tim Long, who is a former OCC regulator, serving most recently as senior deputy comptroller for bank supervision policy and chief national bank examiner, will examine topics that include:

  • Anti-money laundering and sanctions
  • Broker-dealers and investment advisers
  • Consumer financial lending and deposit products
  • The impact of the current regulatory environment on compliance and internal audit organizations
  • One CPE credit will be provided to qualifying attendees.

 

WHEN: ​Wednesday, January 29, 2014

10:00 a.m. PST/1:00 p.m. EST (duration approx. 60 minutes)

 

WHERE: Register: http://www.protiviti.com/webinars​

 

WHO:​ Protiviti speakers include:

  • Tim Long, managing director, leader of U.S. regulatory practice
  • Scott Jones, managing director, leader of financial services internal audit practice
  • John Atkinson, director, regulatory practice 
  • Steven Stachowicz, director, regulatory practice
  • Nicole Weber, associate director, regulatory practice

 

About Protiviti Inc.

Protiviti (www.protiviti.com) is a global consulting firm that delivers deep expertise, objective insights, a tailored approach and unparalleled collaboration to help leaders confidently face the future. Through its network of more than 80 offices in over 20 countries, Protiviti and its independently owned Member Firms provide clients with consulting solutions in finance, technology, operations, data, analytics, governance, risk and internal audit.

Named to the 2019 Fortune 100 Best Companies to Work For® list, Protiviti has served more than 60 percent of Fortune 1000® and 35 percent of Fortune Global 500® companies. The firm also works with smaller, growing companies, including those looking to go public, as well as with government agencies. Protiviti is a wholly owned subsidiary of Robert Half (NYSE: RHI). Founded in 1948, Robert Half is a member of the S&P 500 index.

Ready to work with us?

Kathy Keller
Kathy Keller
Director
+1-408-808-3242