Financial services experts to discuss key regulatory issues and developments for internal audit and compliance professionals
WHAT: A webinar to identify and discuss top 2014 regulatory issues and developments for compliance, risk, and internal audit professionals in financial services.
Protiviti regulatory experts, including managing director Tim Long, who is a former OCC regulator, serving most recently as senior deputy comptroller for bank supervision policy and chief national bank examiner, will examine topics that include:
- Anti-money laundering and sanctions
- Broker-dealers and investment advisers
- Consumer financial lending and deposit products
- The impact of the current regulatory environment on compliance and internal audit organizations
- One CPE credit will be provided to qualifying attendees.
WHEN: Wednesday, January 29, 2014
10:00 a.m. PST/1:00 p.m. EST (duration approx. 60 minutes)
WHERE: Register: http://www.protiviti.com/webinars
WHO: Protiviti speakers include:
- Tim Long, managing director, leader of U.S. regulatory practice
- Scott Jones, managing director, leader of financial services internal audit practice
- John Atkinson, director, regulatory practice
- Steven Stachowicz, director, regulatory practice
- Nicole Weber, associate director, regulatory practice
