Compliance experts to discuss the regulatory landscape and how regtech is impacting anti-money laundering (AML) programs
WHAT: Global consulting firm Protiviti (www.protiviti.com) will host a complimentary webinar on the outlook for AML, CFT (combatting financial terrorism) and sanction compliance programs in 2018. The one-hour webinar will discuss opportunities to enhance efficiency and effectiveness within AML and sanction compliance efforts, as U.S. financial institutions continue to evolve these programs amidst changing regulatory requirements.
Webinar topics will include:
- An outlook on the AML regulatory landscape
- RegTech: will this be the breakout year for AML?
- Implementation of FinCEN’s customer due diligence rule
- A look at the first round of NYDFS Part 504 certifications – lessons learned
- Best practices for sanctions management
One CPE credit will be provided to eligible attendees of the live webinar.
Protiviti’s Guide to U.S. Anti-Money Laundering Requirements: Frequently Asked Questions is an additional resource for financial institutions and AML professionals that addresses nearly 3,000 AML-related questions. The guide is a practical tool to provide clarity around the issues faced by organizations as they work toward anti-money laundering and sanctions compliance.
WHO: Featured speakers from Protiviti’s risk and compliance practice include:
- Managing Director Carol Beaumier
- Managing Director Shaun Creegan
WHEN: Date: Thursday, January 11, 2018
Time: 9 a.m. PST/11 a.m. CST/Noon EST
HOW: Please register here: https://www.protiviti.com/US-en/events/2018-year-ahead-aml-compliance
Protiviti is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.