Rick is a Managing Director in our Financial Services Practice and founding member of Protiviti. He is a CPA, MBA and CRMA. Rick is a Financial and Management Executive with extensive experience in providing professional accounting, audit and consulting services to corporate clients and their owners in the financial services industry. He is a Leader in our Financial Services Industry (FSI) Practice. He has led the SOX and Internal Audit (IA) FSI Practice in the East region and has acted as the lead professional on many of our firm’s largest IA and SOX engagements. Rick is a member of the Board of Governors for the NY Chapter of the IIA and Executive Committee of SIFMA IAS.
He has acted as the Regional SOX champion for the East region of Protiviti and was part of our National team which develops strategy and rollout of tools, training and techniques for improving efficiency in the SOX process for Public Companies. He has experience in middle market/entrepreneurial enterprises together with significant large multinational corporate experience. He has worked with public company FSI firms (asset management, banking, broker/dealers) of varying sizes and complexities. He is experienced in IA, SOX, corporate governance, and due diligence assignments. He is a frequent speaker at IA, SOX training sessions, Professional Associations, Conferences, Roundtables and authored articles on IA, SOX and related corporate governance topics. Prior to joining Protiviti, Rick was with Andersen’s Financial Services Industry Audit and Business Advisory Practice.
Finance and Accounting
M.B.A. – Finance, Rider University
B.A. in Accounting/Economics, Rutgers University
Certified Public Accountant (CPA)
Member, American Institute of CPAs
Member, New Jersey Society of CPAs
IIA CRMA Certification
Member, Global Association of Risk Professionals (GARP)
Member, Professional Risk Managers Association (PRMIA)
Member of Board of Governors of the NY Chapter of the IIA
Member Executive Committee of SIFMA IAS