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Developing new revenue sources and customer bases, while effectively managing cost and risk, require carefully crafted business strategies.
Our capital markets consultants partner with broker-dealers and investment banks to improve operational models that need to address competitive market dynamics, increased regulatory oversight, and changes in risk-taking activities.
Insights
Lessons in Personal Accountability
Compliance Insights - February 2020
Quantum Dawn V After-Action Report
Compliance Insights - January 2020
The Next Generation of Internal Auditing– Are You Ready? Catch the Innovation Wave
It is time for internal audit leaders to build what we term the next-generation internal audit function.
An Urgent Call for KYC Optimization – A Global Market Study Calling for KYC Innovation and Collaboration
Current KYC processes are manually intensive and time-consuming, resulting in poor customer experience. FIs can overcome these roadblocks by adopting digital solutions to optimize KYC processes.
Illuminating the Top Global Risks in 2020
In this white paper, we offer our commentary on the 10 risks most often cited by leaders, including implications and strategies for effective risk management.
Operational Resilience – Providing smart, proactive solutions throughout a firm’s journey to operational resilience
In today’s environment of digital change and growing cyber concerns, operational resilience continues to be top of mind for industry executives around the world.
The Protiviti View
Stay informed with Protiviti’s latest commentary, insights and points of view on key challenges and risks facing companies today, along with new and emerging developments in the market.
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