Asset Management

Financial Services

Asset Management

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Protiviti partners with Asset Managers across all strategies to be more effective, efficient, and controlled. We partner with Asset Managers on both sides of the transaction to respond to increasing industry complexities in a way that is risk-sensitive, regulatory compliant, and enabled by leading technologies.

Who We Serve

We work with Asset Managers of varying sizes, complexity, and strategy to optimize operations and achieve regulatory certainty. Our team brings fresh perspectives through a 50/50 mix of career consultants and former industry professionals including:

Business Transformation Executives
Finance and Operations Executives
CMOs
CIOs and CISOs
Enterprise and Solution Architects
Ph.D. Level Quantitative Talent

Risk and Compliance Executives
Regulatory Leaders
FBI Special Agents
Commercial and Consumer Lenders
Underwriters and Portfolio / Investment Managers
Certified Accounting and Finance Specialists

We provide innovative and scalable capabilities and by partnering with our parent company, Robert Half International, have access to broad staffing considerations in addition to consulting services. Moreover, our highly skilled professionals will provide value to your firm with targeted solutions based on a deep understanding of industry standards, both from a global and domestic perspective.

Our Services for Asset Management

In today’s rapidlyevolving environment, a trusted advisor—who not only provides relevant insights but delivers a combination of strategic vision, proven expertise, and practical experience—can enhance the value of your business. Our consulting experts provide solutions tailored to your organization’s unique needs in the following areas:

Cybersecurity:

We help you assess current cybersecurity measures, looking for areas of weakness. From here, we help you implement new cybersecurity, data privacy, risk and compliance, IT governance, IT risk management and IT transformation programs.

Finance Transformation:

As an asset manager, you know firsthand the challenges of market volatility while being expected to provide returns for investors. At Protiviti, we partner with you to customize solutions in a controlled and effective manner to drive finance transformation.

Internal Audit:

Through our world-class Internal Audit and Sarbanes-Oxley practices, we help you co-source or fully outsource Internal Audit and Controls functions, as well as support SOX and ICFR assessments.

Operational Excellence:

We help optimize your operating models which enables executives to remain focused on effectively executing business strategy while improving service levels and managing costs for support functions.

Regulatory Compliance:

We work with asset managers to achieve regulatory certainty. Our highly skilled professionals have an extensive understanding of the global and domestic regulatory landscape to provide your firm with an expanded breadth and depth of risk and compliance solutions.

Risk Management:

With a robust background in risk management, our team helps your organization with the following:

Regulatory compliance
Preparations for annual certifications
Regulatory reporting and exam preparedness/support

Regulatory remediation
Trade surveillance
Client onboarding

ESG/Sustainability:

Our team works with you to assess and enhance current sustainability efforts and develop industry leading practices. Additionally, we help build insightful and transparent reporting to meet investor demands.