Virtual AML & KYC North America Summit

Virtual AML & KYC North America Summit

In an ever-changing regulatory environment, the Virtual AML and KYC Summit represents a unique digital platform for the global ecosystem of senior banking representatives to connect, debate and share experiences in an interactive and stimulating environment.

Event Highlights:

Join us for this 1 day only virtual experience for the ultimate interactive experience of live case studies, interactive panel sessions, live polls, speaker interviews and Q&A’s to discuss: 

  • Impact of Covid-19 on Financial Crime
  • Anti-Money Laundering & Financial Crime Prevention
  • Know Your Customer & Transaction Monitoring Innovations
  • Risk Based Approaches and Management
  • AI, Machine Learning & Emerging Technologies
  • Sanctions
  • Anti-Human Trafficking
  • Banking Cannabis

Protiviti Session Topic: Next Gen AML/KYC with Digital Solutions

Time: 2:15-2:40PM EDT

In this presentation, you will gain a deeper understanding of the key enablers for KYC innovation and optimization, the importance of KYC improvement and the role of key stakeholders (i.e., regulators, financial institutions, and digital service providers). In addition, we will cover regulatory guidance on the use of digital solutions and tactical considerations for financial institutions in their roadmap to Next Gen AML/KYC.

Protiviti Representatives

Lucy Pearman, Managing Director, Protiviti: Lucy is the global leader for Protiviti’s NextGen Risk and Compliance practice and focuses on transforming enterprise risk management, operational risk, credit risk, market risk, AML and compliance through process automation and digitization. She has more than 20 years of experience leading complex change initiatives across a variety of organizations to transform their business performance through risk management, operational effectiveness, enhanced governance, process automation and innovative technology. Prior to joining Protiviti, Lucy was a Managing Director at Deutsche Bank where she held various leadership positions including the regional Head of Regulatory Transformation and the Controls Officer for the Commercial and Investment Bank. Before that, Lucy held several Transformation & Innovation leadership roles at HSBC, Barclays and RBS (Coutts Wealth Management).

Shubhendu Mukherjee, Director - Risk and Compliance Solutions, Protiviti: Shubhendu has over 20 years of experience in risk and compliance management and specializes in Anti Money Laundering (AML) and Sanctions. As a senior member of the Financial Services Risk and Compliance practice, Shubhendu has advised and assisted senior management and boards of several banks on regulatory compliance. Shubhendu has successfully led multiple global engagements, at large financial institutions to help comply with regulatory requirements. Shubhendu is also a leader of RegTech and FinTech initiatives and has successfully deployed automation solutions at banks in its AML processes. Shubhendu works with financial institutions of all sizes, regulators and digital service providers from several jurisdictions to develop a future state of AML controls for Banks, using digital solutions.


Register Now


Protiviti Event
10 Sep 2020
11:00 AM to 05:30 PM EDT
United States
Thursday, September 10, 2020 - 11:00am to 5:30pm