SIFMA Compliance and Legal Annual Seminar

SIFMA Compliance and Legal Annual Seminar

Protiviti is excited to be sponsoring and speaking at the SIFMA Compliance and Legal Annual Seminar taking place March 15-18 in Orlando. SIFMA’s C&L Annual Seminar is the preeminent event for compliance and legal professionals working in financial services. Throughout the three-day program, participants hear directly from industry leaders and regulators on the latest developments and trends and build professional relationships to collaborate better.

Monday, March 16th at 01:30pm EST Protiviti will be speaking on the topic of Real-life Revolution: How Compliance Functions are Leveraging Innovation to Become More Aligned, Efficient, and Tech-Enabled.

We are in the midst of a digital revolution. Innovation investments continue to increase but compliance executives are now better able to distinguish hype from reality and focus these investments on areas that will provide the greatest returns. This session will discuss real-life examples of financial institutions that have successfully harnessed the potential of innovation to increase efficiencies and better align compliance efforts to business goals and objectives for growth.


Shelley Metz-Galloway
Managing Director
Philip Maziarz
Managing Director
Suzy Auletta
Chief Compliance Officer
Raymond James
Scott Essex
Chief Compliance & Ethics Officer
Citizens Financial Group


Register Now


Protiviti Event
15 Mar 2020 to 18 Mar 2020
01:30 PM to 02:45 PM EDT
JW Marriott Grande Lakes
4040 Central Florida Parkway
FL 32837
United States
Sunday, March 15, 2020 - 1:30pm to Wednesday, March 18, 2020 - 2:45pm
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