The ever-evolving regulatory landscape presents challenges in today’s business world, especially for business professionals serving client’s needs that involve financial and international business transactions.

Our speakers will talk about regulatory risk and compliance expectations facing the financial services and banking industries and their relevance to professional service providers who support them.

Topics covered:

• Foundations of financial intelligence in managing regulatory risk and meeting compliance requirements
• A view of the current regulatory trends impacting the banking and broker-dealer industry
• Insight into the art and science of building effective and sustainable compliance programs

Speakers Include:

• Erick Christensen, MD - Risk & Compliance, Protiviti Charlotte office
• Alex Russell, Manager - Risk & Compliance