AML and Sanctions Compliance: Insights for 2019

AML and Sanctions Compliance: Insights for 2019

AML and sanctions compliance enforcement costs remain in the billions as financial institutions in the U.S. continue to be challenged by new regulatory requirements and continuing enforcement action remediation. But, for the first time in a long time, there are indications that 2019 could be better. The regulators have clarified the difference between guidance and legal requirements and have signaled their support for exploring how innovative technologies may enhance the efficiency and effectiveness of AML and sanctions compliance programs. There are also signs that AML legislative reform may be on the horizon.

Presenters from Arnold & Porter LLP and Protiviti Inc. will provide insights on the year ahead, including:

  • changes in the sanctions landscape ;
  • examination expectations;
  • beneficial ownership implementation issues;
  • lessons learned from recent bank and broker dealer enforcement actions;
  • regtech adoption; and 
  • the outlook for legislative reform.

Event Speakers

Senior Managing Director
Protiviti
Managing Director
Protiviti

CLE credit is provided for eligible attendees.

 

Register Now

 

Protiviti R&C event 3
Date
14 Mar 2019
Time
01:00 PM to 02:00 PM EDT
Location
United States
Event Role
Risk, Compliance and Legal
Thursday, March 14, 2019 - 1:00pm to 2:00pm