Capital Markets


Protiviti specialises in helping capital markets clients solve their business challenges. Regulatory reform, margin compression, increased capital requirements and disruptive technologies constantly change the way firms need to operate, manage their risk and differentiate. The pace of change accelerates unabated, and the only business-as-usual is change.

Protiviti subject-matter experts partner with capital markets firms across the world, ranging from hedge funds, asset managers, broker dealers and custodians to the some of the world’s leading global universal banks. We provide business-as-usual assistance as well as change support across all three lines of defense.

Our approach to each engagement is grounded in a market-leading understanding of your ecosystem of risk. We combine a macro-level view of what is affecting your business with a detailed analysis of market practices and trends. Our global team of former regulators, compliance officers, traders, risk managers, technologists, internal auditors, and operations and finance professionals combine technical expertise with project-delivery experience to help you solve the challenges you are now facing.

Protiviti will partner with your firm so you can face the future with confidence.   

Ready to work with us?

peter richardson
Managing Director
Patrick Scott
EVP, Global Industry, Client Programs and Marketing
+1 312-476-6397