Regulatory Compliance & Remediation

Regulatory Compliance & Remediation
Regulatory Compliance & Remediation


Today's organisations face unprecedented challenges in managing risks and complying with laws, regulations and internal policies in a cost-effective manner. The costs of regulatory compliance are rising globally and by some estimates, U.S. companies spend more than $1 trillion dollars annually. Yet, the cost of non-compliance can be the loss of an entire enterprise.


Protiviti’s professionals help our clients develop, implement and maintain effective regulatory compliance programs that maximise the benefits of their investment and protect their reputations.


Our services include:

Compliance process assessment, design, and implementation

We assist client with designing and implementing compliance programs, including implementing risk assessment frameworks, developing compliance-related training, enhancing compliance policies and procedures, and designing governance and oversight mechanisms related to compliance issue resolution.

Compliance monitoring and testing

We provide our clients with technical expertise necessary to assess the adequacy of their compliance management systems, as well as compliance with consumer protection laws and regulations and regulatory guidance through “mock exams”, internal audits and internal compliance monitoring and testing.

Compliance enforcement remediation

We provide our clients the resources and expertise needed to address a range of compliance issues quickly and effectively, including implementing corrective actions or providing remediation to impacted consumers when compliance deficiencies are noted.