Over the past few weeks, in working with our clients and facilitating peer exchanges with audit executives at banks of all sizes, insurance companies, and consumer lenders/mortgage servicers, we gathered valuable insights on how audit leaders across the industry remain focused and resilient during the pandemic.
Join Managing Director Michael Thor and a panel of Protiviti’s Internal Audit subject matter experts for an interactive discussion on responding to immediate impacts of the pandemic, preparing for return to work scenarios, and anticipating effects on longer-term business and internal audit strategies.
Following this webinar, you will be able to:
- Discover the evolving role of internal audit functions in response to large scale crisis situations.
- Outline how risk profiles are changing and increasing, and how internal audit can ensure sufficient controls to support business and emerging risks.
- Describe how best to connect with stakeholders to identify the business areas with the highest need of support from internal audit.
- Discuss the effects of the current crisis on longer-term business and internal audit strategies, and how to develop Return to Work strategies.
1 CPE credit available for live attendees only.
No prerequisites required. Level: basic. Field of study: Auditing. Instruction delivery method: Group Internet Based. Elements of Engagement: Polling Questions.
Protiviti is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org. For more information regarding administrative policies, complaints and refunds please contact the Protiviti CPE Administrator at [email protected].
Michael Thor is a managing director in the Internal Audit practise of Protiviti. He has over 21 years’ experience providing internal audit as well as operational, financial and IT consulting services to organisations across a variety of companies within financial services, including banking, insurance and asset management. Michael leads the North American Internal Audit practise for Financial Services and serves on Protiviti’s financial services leadership team globally.
Shelley Metz-Galloway is a Managing Director in Protiviti’s Risk and Compliance practise and has more than 25 years in the financial services industry. Shelley offers expertise in business and regulatory performance and risk analytics, strategic planning, project management, process reengineering, and the development and execution of strategies to address critical business needs.
Shelley has served as the Regulatory Compliance and Fair Lending Practise lead of a nationally recognised consulting firm, the technology development lead of a TILA RESPA Integrated Disclosure Rule software application and Vice President/Enterprise lead for HMDA, CRA and GSE relations of a top 10 financial institution
Shelley specialises in advising clients on all aspects of consumer regulatory compliance, including TILA-RESPA Integrated Disclosures (TRID) implementation and compliance testing; fair lending analytics; the Community Reinvestment Act (CRA); the Consumer Financial Protection Bureau (CFPB)’s Mortgage Rules; and Unfair, Deceptive, or Abusive Acts or Practises (UDAAP).
Erika is a Managing Director in Protiviti’s Charlotte office with 20 years of experience in consulting and financial services. Erika has extensive experience in client service and industry audit roles leading transformation and change with a focus on developing strategic initiatives, advancing use of technologies, optimising talent strategies, and creating leading practise methodologies that go beyond regulatory expectations. Prior to joining Protiviti, Erika was part of the leadership team of two top 10 banks leading Professional Practises and led internal audit advisory services with a Big 4 firm.
Michael is a Managing Director in Protiviti’s global financial services practise with a focus on serving the insurance industry. Michael has over 20 years of audit, management consulting, and project experience. He has worked across multiple insurance and reinsurance lines, including property and casualty, life, health, financial guaranty, specialty lines and reinsurance. He also has significant experience supporting banking and asset management clients. Michael is a Certified Public Accountant and attended the University of Delaware from which he holds a Bachelor of Science degree in Accounting.