Asset Management


Protiviti partners with Asset Managers across all strategies to be more effective, efficient, and controlled. We partner with asset managers on both sides of the transaction to respond to increasing industry complexities in a way that is risk-sensitive, regulatory compliant, and enabled by leading technologies.

Sectors We Serve

We work with Asset Managers of varying sizes, complexity, and strategy to achieve regulatory certainty. Our team brings fresh perspectives through a 50/50 mix of career consultants and former industry professionals including:

  • Business Transformation Executives
  • Finance and Operations Executives
  • CMOs
  • CIOs and CISOs
  • Enterprise and Solution Architects
  • Ph.D. level Quantitative Talent
  • Risk and Compliance Executives
  • Regulatory Leaders
  • FBI Special Agents
  • Commercial and Consumer Lenders
  • Underwriters and Portfolio / Investment Managers
  • Certified Accounting and Finance Specialists

We gain valuable operational expertise and innovate new capabilities by partnering with our parent company, Robert Half. This ensures for our clients, priority access to high scale and “unicorn-level” specific talent across the global and domestic Asset Management ecosystem.

We provide solutions across all three lines of defense to meet tomorrow’s challenges, today.

  • 40 Act – Traditional
  • ETFs
  • Hedge Funds
    • Credit
    • Macro
    • Equity
  • Private Equity
  • Venture Capital
  • Real Estate Funds
    • REITs
    • Direct
    • Credit
  • Business Development Companies
Fund Investors
  • Endowments
    • Colleges
    • Foundations
    • Charities
    • Cultural Institutions
  • Pension Plans
    • Corporate
    • Domestic Public
    • International Public
  • Sovereign Wealth
  • Fund of Funds
  • High-Net Worth Individuals/Family Offices
  • Retail/Institutional Investors
  • Insurance

Our Services for Asset Management

In today’s rapidly-evolving environment, a trusted advisor—who not only provides relevant insights but delivers a combination of strategic vision, proven expertise, and practical experience—can enhance the value of your business. Our technology consulting experts provide solutions tailored to your organisation’s unique needs and industry in the following areas:


We help you assess current cybersecurity measures, looking for areas of weakness. From here, we help you implement new cybersecurity, data privacy, risk and compliance, IT governance, IT risk management and IT transformation programmes.

Finance Transformation:

As an asset manager, you know firsthand the challenges of market volatility while being expected to provide returns for investors. At Protiviti, we partner with you to customise solutions in a controlled and effective manner to drive finance transformation.

Internal Audit:

Through our world-class Internal Audit and Sarbanes-Oxley practices, we help you co-source or fully outsource Internal Audit and Controls functions, as well as support SOX and ICFR assessments.

Operational Excellence:

We help optimise your operating models that enable executives to remain focused on effectively executing business strategy while improving service levels and managing costs for support functions.

Regulatory Compliance:

We work with asset managers to achieve regulatory certainty. Our highly skilled professionals have an extensive understanding of the global and domestic regulatory landscape to provide your firm with an expanded breadth and depth of risk and compliance solutions.

Risk Management:

With a robust background in risk management, our team helps you with all the following:

  • Regulatory compliance
  • Preparations for annual certifications
  • Regulatory reporting and exam preparedness/support
  • Regulatory remediation
  • Trade surveillance
  • Client onboarding​


Our team works with you to assess current sustainability efforts and to focus on areas where you can have the greatest impact on sustainability efforts. Additionally, we help build insightful, transparent reporting to meet investor demands.


Our custom technology solutions support your business and digital transition and transactional activities with the following:

  • Security and privacy
  • Enterprise data and analytics
  • Enterprise applications
  • Fund service activities
  • Technology strategy and operations​