Resource Guides - General Image Header
 
 

Resource Guides

Since its inception, Protiviti has been highly regarded for its in-depth and insightful resource guides addressing areas that are top-of-mind for the C-suite and other senior executives. Topics Protiviti's subject-matter experts have covered in these publications include Sarbanes-Oxley Section 404 compliance, internal auditing, U.S. anti-money laundering requirements and enterprise risk management, among many others.
 
Guide to the Sarbanes-Oxley Act: IT Risks and Controls
This publication offers guidance to Section 404 compliance project teams on the consideration of IT risks and controls at both the entity and activity...
Spreadsheet Risk Management: Frequently Asked Questions
This new publication, which is based on Protiviti’s extensive experience assisting clients in this field, provides guidance on how to address these qu...
Enhanced Prudential Regulations for Foreign Banks (Regulation YY) - 25 Frequently Asked Questions
Following comments offered by the foreign banking community and foreign supervisors for a proposed rule under the Dodd-Frank Act, the Federal Reserve ...
COSO 2013: Implications for IT Controls
​On January 15, 2014, Protiviti hosted a webinar to address the many questions and comments raised in the market in response to the release of COSO’s ...
Guide to Mergers and Acquisitions: Frequently Asked Questions
This guide provides a starting point for answering the core questions identified in mergers and acquisitions (M&A) deals – from due diligence to the i...
Guide to Business Continuity Management Frequently Asked Questions Third Edition
Business continuity management is the development of strategies, plans and actions that provide protection or alternative modes of operation for those...
Internal Auditing in Higher Education: Profiles of Top Performers
Protiviti has compiled profiles of top internal audit performers in higher education to detail the policies and practices they are employing to realiz...
The Updated COSO Internal Controls Framework: Frequently Asked Questions
This guide addresses various questions regarding the New Framework from COSO, including the reasons why it was updated; what has changed; the process ...
Guide to Public Company Readiness: Frequently Asked Questions, 2nd Edition
Amid an increasingly complex regulatory environment, growing demand for financial transparency and narrow window of opportunity for the public markets...
The Global Privacy and Information Security Landscape: Frequently Asked Questions
The Global Privacy and Information Security Landscape: Frequently Asked Questions. Each company contributes its expertise for this FAQ guide: Protivit...
Guide to IFRS: FAQs
Protiviti has published a second edition to the Guide to International Financial Reporting Standards to assist organizations with the transition to IF...
Sarbanes-Oxley Section 302 FAQs
Listed in this new booklet from Protiviti are frequent queries we have received in our discussions with many clients and others in the marketplace who...
Guide to Internal Audit
This resource guide will be of interest to public companies as well as private organizations seeking information on how they can benefit from an effec...
FAQs Regarding Compliance with OMB Circular A-123
This comprehensive resource guide answers numerous questions about complying with revised OMB A-123.
Internal Auditing Around the World
The highly popular Internal Auditing Around the World series tracks the growth and evolution of the internal audit industry and its professionals, who...
Guide to SOX: Managing Application Risks and Controls
This resource guide answers 48 questions on such pressing business concerns as general application risk and control considerations for complying with ...
Guide to Enterprise Risk Management
This comprehensive resource guide addresses over 160 questions relating to ERM fundamentals, the COSO framework, roles and responsibilities, the risk ...
Enterprise Risk Management in Practice
Protiviti has compiled examples of how 11 different companies in the United States, Europe and Japan are improving their risk management capabilities....
Sarbanes-Oxley Section 404 FAQs
This fourth edition provides responses to 258 questions, including 15 new questions and excluding nine questions from the third edition that were eith...
Guide to U.S. Anti-Money Laundering Requirements, Frequently Asked Questions, Fifth Edition
The latest edition of Protiviti’s well-received Guide to U.S. Anti-Money Laundering Requirements contains questions that continue to surface in our di...
Guide to the Sarbanes-Oxley Act: IT Risks and Controls (Second Edition)
Protiviti has published the second edition of its popular book, Guide to the Sarbanes-Oxley Act: IT Risks and Controls. This publication is the defini...
Guide to Public Company Readiness: Addendum - The Jumpstart Our Business Startups Act (2012)
​In April 2012, President Obama signed the JOBS Act into law. The new law is designed to make it easier for small and growing businesses – specificall...

Contact Protiviti
Find the nearest Protiviti office