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Regulatory Compliance

Protiviti’s Compliance professionals help organizations develop a sustainable and cost-effective solution to regulatory compliance.

As the global financial crisis has deepened, the high cost of regulatory compliance has grown more burdensome for organizations. Looking ahead, regulatory changes for financial services organizations are a foregone conclusion, and many executives wonder what and how spillover of regulation will touch their industries. In addition, most companies anticipate or are already dealing with heightened environmental requirements and a growing focus on sustainability. 

Protiviti’s Regulatory Compliance consultants help organizations take a systematic, risk-focused approach to managing their compliance efforts. Our professionals work with clients around the world, and appreciate the diverse, complex challenges global companies must address. 

Our approach is to understand your strategic business objectives and determine how regulatory requirements might have an impact on them. Whether addressing one compliance area or taking an enterprise wide view, we ensure the risk of noncompliance is addressed, and look to improve the effectiveness and help you lower the cost of compliance activities. We work with you to integrate your compliance activities and address problems with a streamlined set of control activities. By connecting activities under a common compliance framework, we are able to consolidate compliance-related data and provide management with better monitoring tools and information for decision-making. 

Carol Beaumier's video on addressing the changing regulatory landscape 

Our Regulatory Compliance professionals specialize in the following areas:

  1. Compliance Function Design
  2. Financial Services Industry Regulatory Requirements
  3. Fair Lending Analytics and Governance
  4. Privacy
  5. Foreign Corrupt Practices Act (FCPA)
  6. Environmental, Health and Safety Risk Services (EH&SRS)
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