Professional Bio

 
 

 
 
Randy L. Marshall
Managing Director
randy.marshall@protiviti.com
+1.212.603.8365
Business Card (vCard)
 
 
Professional Experience
Mr. Marshall is a founding Managing Director with Protiviti Inc. He is a member of the Firm’s management team and leads the East Region Major Account program which comprises a significant number of the firm’s key client relationships. He has served in various management roles at Protiviti, including leading the U.S. Financial Services Industry practice, serving as the Chairman of the firm’s Financial Crisis Leadership Team focused on developing programs and assisting clients by providing value added solutions during the financial crisis and leading the Financial Risk Solutions practice. He has 30 years of advisory and consulting business experience specializing in the Financial Services Industry. He has served over 100 financial services clients in his career, ranging from global financial Institutions, bulge bracket investment banks and large private equity firms, to middle market institutions and specialty firms. This experience has been focused on providing consulting and advisory services in assisting his financial services clients improve their business performance in various areas including financial, operational, governance, risk management and regulatory compliance. Prior to joining Protiviti, he was a senior partner in Arthur Andersen’s New York Financial Services practice, where he worked in both the consulting practice and audit practice and held leadership positions in the firm’s Global and North American financial services industry team.
 
Representative Engagements Include
  1. Served as Global Managing Partner responsible for overseeing and managing the global client relationship in over 40 countries for a Fortune 50 Diversified Financial Services Company
  2. Led transaction advisory and due diligence efforts on various merger and acquisition transactions on money center banks, regional banks, investment banks, and securities broker-dealers, as well as asset portfolio acquisition and disposition transactions, and structured finance products
  3. Provided consulting, business advisory and audit services and has advised numerous boards and senior management personnel of U.S. and international financial services clients across a range of financial, risk management and operational business areas
  4. Consulted and advised on various regulatory matters in the commercial banking, broker dealer, and investment banking industry sectors ranging from regulatory applications on acquisition and expansion issues, to compliance, operational and financial matters
  5. Led the development and implementation of the Derivatives and Treasury Risk Management practice, including the design, development, and implementation of a customized derivatives and risk management review methodology. Evaluated and advised on derivatives and treasury matters for various clients including Global 1000 derivatives dealers, Global 1000 end users as well as for governmental organizations
  6. Advised and consulted on credit risk models, risk ratings systems, linkage to economic capital and loan loss reserve/provisioning
  7. Led engagement teams in reviewing and assessing asset-liability management programs, related valuation, duration and underlying models, as well as advising on a range of financial instruments and structured products
Education
  1. BS in Accounting, University of Denver
Professional Memberships & Certifications
  1. Risk Management Association (RMA)
  2. Global Association of Risk Professionals (GARP)
  3. Certified Public Accountant (CPA)
  4. Member, American Institute of CPAs
  5. Former Member, AICPA Financial Services Expert Panel