Professional Bio

 
 

 
 
Carol Beaumier
Executive Vice President
carol.beaumier@protiviti.com
+1.212.603.8337
Business Card (vCard)
 
 
Professional Experience
Carol is an Executive Vice President and member of Protiviti’s executive management team. She also leads the firm’s global Financial Services practice and is a member of the Risk and Compliance practice. Prior to joining Protiviti, she was a Partner with Arthur Andersen where she led the Global Regulatory Practice; a founding member of The Secura Group and leader of the firm’s Risk Management practice; and a regulator with the Office of the Comptroller of the Currency, a bureau of the U.S. Treasury Department. An experienced consultant with more than thirty years of experience, she has extensive experience with numerous regulatory issues that affect multiple industries.

She is a frequent author and speaker on regulatory and other risk issues and has made presentations in the United States, United Kingdom, Mexico, Brazil, Hong Kong, and Australia.
 
Representative Engagements Include
  1. Oversaw, in conjunction with external counsel, the special investigation into alleged money laundering of one of the banks indicted in Operation Casablanca and, following the investigation, developed and helped implement a remediation plan to enhance the bank’s anti-money laundering compliance
  2. Conducted a special investigation of a private banking deposit and brokerage activity for a major European bank and assisted the bank by providing quality control for its client file re-documentation effort
  3. Assisted numerous large companies develop and implement their anti-money laundering compliance programs; this assistance included, but was not limited to, development of policies and procedures, design and implementation of monitoring procedures and investigation protocols, training, and development of internal audit programs
  4. Performed, in conjunction with counsel, a regulator-mandated investigation into significant control lapses at the U.S. subsidiary of a major international bank, which involved developing and presenting to the company and its regulators a corrective action plan
  5. Led a governance review of a large financial institution designed to assess the effectiveness of the board of directors and senior executives in managing the affairs of the institution
  6. Performed a comprehensive fraud risk assessment for the international operations of a government-owned financial institution
  7. Developed and assisted multiple clients with implementation of country risk rating methodologies which considered, inter alia, money laundering and other fraud and corruption risks
  8. Participated in and/or served in a quality assurance role on numerous FCPA projects including risk assessments, program design and implementation, training development, investigations, and audits. These projects were for companies from a variety of industries, including energy, retail, manufacturing, and professional services
Education
  1. Bachelor of Arts, Colby College
  2. Master of Arts (Hon), Colby College